We provide independent investment monitoring services that support transparency, governance, and risk oversight across the life of an investment. Our monitoring framework is designed to track compliance with agreed terms, identify exceptions, and facilitate timely information flow across stakeholders, enabling informed oversight without assuming execution or decision-making roles.
We monitor listed and unlisted debt instruments, including non-convertible debentures and similar instruments, by tracking key terms, servicing obligations, and information requirements. Monitoring is conducted on a periodic and event-driven basis in line with agreed transaction documents.
We provide ongoing monitoring support for loan facilities and structured credit exposures, including acting as Facility Agent in connection with External Commercial Borrowing (ECB) transactions, with focus on adherence to agreed commercial terms, repayment schedules, and information and reporting obligations. Our role includes identification of deviations, tracking of key obligations, coordination of facility-related processes where applicable, and facilitation of timely and structured reporting to relevant stakeholders.
We track compliance with financial and non-financial covenants defined under transaction documents. This includes periodic verification, identification of potential breaches, and structured reporting in accordance with agreed escalation protocols.
We monitor escrow accounts and cash-flow control mechanisms established as part of investment and issuance structures. This includes tracking collections and disbursements, reviewing waterfall and priority payment arrangements, and coordinating with banks and trustees where applicable.
We coordinate the collection of periodic information from issuers and counterparties and perform consistency and completeness checks on data received. This supports accurate monitoring and reliable reporting across the investment lifecycle.
We prepare periodic monitoring reports and exception-based updates aligned to stakeholder requirements. Deviations and events are highlighted in a structured manner, enabling timely review and decision-making by investors, trustees, and other market participants.
Our monitoring approach is built on defined scope, independence, and documentation discipline. Monitoring activities are performed based on information made available to us, with clear reliance and limitation parameters. We maintain audit trails, follow agreed escalation protocols, and do not assume decision-making authority unless contractually agreed.
Our monitoring services support investments across post-disbursement, ongoing tenure, and event-driven phases, including situations requiring enhanced oversight. This ensures continuity of governance and transparency throughout the investment lifecycle.
Investment Monitoring operates as a continuation of issuance execution and due diligence engagements, providing ongoing oversight once capital has been deployed. While earlier services focus on design and execution, monitoring ensures that agreed terms and controls remain effective over time.
Independent monitoring with defined scope and escalation discipline. Emphasis on transparency, structured reporting, and early identification of deviations, without assuming management or decision-making roles.